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Regulation at the highest stage

Compliance

Regulation at the highest stage

As a German investment company (Kapitalverwaltungsgesellschaft, KVG) we are regulated by the strict rules of the German AIFM law (Kapitalanlagegesetzbuch, KAGB ) and supervised by the german finance authority "Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)" .

In Luxembourg we are as well regulated by the AIFM directive and supervised by the Luxembourg financial authority "Commission de Surveillance du Secteur Financier (CSSF)" .

As a fully licensed Irish UCITS management company and AIFM Universal Investment Ireland is regulated and supervised by the Central Bank of Ireland